SEC Form 4 · accession 0001127602-16-038278
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Way
Officer — President and CEO
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2016 | A | 58,140 | $0.00 | A | 308,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $8.60 | Jan 26, 2016 | A | 155,280 | A | Jan 26, 2017 | Jan 26, 2023 | Common Stock | 155,280 | 155,280 | D |
Explanation of responses
- F1Restricted stock and options granted in consideration of services as an officer.
- F2Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.