SEC Form 4 · accession 0001127602-15-033488
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D Ponder
Officer — Sr. Vice Pres. of Subsidiary
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 13, 2015 | J | 30 | $16.8476 | A | 51,760 | D | |
| Common StockF2 | Dec 4, 2015 | A | 23,700 | $0.00 | A | 75,460 | D | |
| Common Stock | Dec 4, 2015 | F | 513 | $7.74 | D | 74,947 | D | |
| Common Stock | Dec 5, 2015 | F | 460 | $7.74 | D | 74,487 | D | |
| Common Stock | Dec 6, 2015 | F | 245 | $7.74 | D | 74,242 | D | |
| Common Stock | Dec 4, 2015 | J | 354 | $20.33 | A | 3,067 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F4 | $7.74 | Dec 4, 2015 | A | 69,490 | A | Dec 4, 2016 | Dec 4, 2022 | Common Stock | 69,490 | 69,490 | D |
Explanation of responses
- F1Employee service award granted for 10 years of service with the Company.
- F2Restricted stock and options granted in consideration of services as an officer.
- F3Purchased through the Company's 401(k) plan from November 22, 2014, through December 4, 2015. The information in this report is based on a plan statement dated December 4, 2015.
- F4Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.