SEC Form 4 · accession 0001127602-15-033482
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Mueller
Officer — Chairman and CEO · Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2015 | A | 139,410 | $0.00 | A | 399,797 | D | |
| Common Stock | Dec 4, 2015 | F | 4,657 | $7.74 | D | 395,140 | D | |
| Common Stock | Dec 5, 2015 | F | 3,539 | $7.74 | D | 391,601 | D | |
| Common Stock | Dec 6, 2015 | F | 4,607 | $7.74 | D | 386,994 | D | |
| Common Stock | Dec 8, 2015 | F | 4,109 | $7.12 | D | 382,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $7.74 | Dec 4, 2015 | A | 408,720 | A | Dec 4, 2016 | Dec 4, 2022 | Common Stock | 408,720 | 408,720 | D |
Explanation of responses
- F1Restricted stock and options granted in consideration of services as an officer.
- F2Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.