SEC Form 4 · accession 0001127602-15-009692
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Ale
Officer — Sr. VP and General Counsel
Period of report
Feb 26, 2015
Accepted (ET)
Mar 3, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | A | 9,487 | $0.00 | A | 30,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $26.35 | Feb 26, 2015 | A | 30,230 | A | Feb 26, 2016 | Feb 26, 2022 | Common Stock | 30,230 | 30,230 | D |
Explanation of responses
- F1Restricted stock and incentive stock options granted in consideration of services as an officer.
- F2Incentive stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control.