SEC Form 4 · accession 0001127602-17-020475
NUCOR CORP · NUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Frias
Officer — CFO, Treasurer and EVP
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | F | 940 | $58.10 | D | 158,327 | D | |
| Common Stock | Jun 1, 2017 | F | 1,000 | $58.10 | D | 157,327 | D | |
| Common Stock | Jun 1, 2017 | F | 975 | $58.10 | D | 156,352 | D | |
| Common StockF1 | Jun 1, 2017 | A | 5,078 | $0.00 | A | 161,430 | D | |
| Common StockF2 | Jun 1, 2017 | A | 10,919 | $0.00 | A | 172,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $59.07 | Jun 1, 2017 | A | 47,581 | A | Jun 1, 2020 | May 31, 2027 | Common Stock | 47,581 | 47,581 | D |
Explanation of responses
- F1The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest in three annual installments commencing on June 1, 2018, subject to acceleration upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.
- F2The shares of common stock reported are issuable to the reporting person upon vesting of restricted stock units that represent the right to receive one share of common stock. The restricted stock units vest upon the date of termination of the reporting person's employment with the company by reason of death, disability or retirement or upon a change in control of the company. The company will issue the shares of common stock represented by the units to the reporting person or, if applicable, his or her estate, as soon as administratively practicable after the units become vested.
- F3Employee Stock Option (right to buy)