SEC Form 4 · accession 0001209191-18-017744
CONTINENTAL RESOURCES, INC · CLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Hamm
Officer — CEO & Chairman · Director · 10% Owner
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2018 | P | 6,600 | $49.8799 | A | 1,400,573 | D | |
| Common StockF3,F2 | Mar 5, 2018 | P | 19,286 | $50.8357 | A | 1,419,859 | D | |
| Common StockF4 | holding | — | — | — | 283,116,538 | I | By Harold Hamm Family LLC | |
| Common Stock | holding | — | — | — | 36,452 | I | By Transwestern Transports LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $49.76 to $49.99. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price.
- F2Includes 301,526 shares of restricted common stock which vest on February 15, 2019; 165,049 shares of restricted common stock which vest on February 15, 2020; and 167,093 shares of restricted common stock which vest on February 15, 2021.
- F3This transaction was executed in multiple trades at prices ranging from $50.605 to $50.99. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price.
- F4The reporting person is the sole manager of the LLC which owns the reported securities. As a result, he has elected to report the total number of reported securities held by the LLC. However, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.