SEC Form 4/A · accession 0000899243-16-024144
CONTINENTAL RESOURCES, INC · CLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harold Hamm
Officer — CEO & Chairman · Director · 10% Owner
Period of report
Sep 16, 2015
Accepted (ET)
Jul 1, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 16, 2015 | S | 180,505,415 | $19.39 | D | 283,116,538 | I | By Harold Hamm Family LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares in which Mr. Hamm has a pecuniary interest that were deemed to have been transferred by Mr. Hamm on September 16, 2015 in connection with Mr. Hamm's previously reported transfer of $3.5 billion Non-Voting Units (the "NVU Transfer") in the Harold Hamm Family LLC (the "LLC") to trusts established for the benefit of his family members who are also members of the LLC. Although the NVU Transfer reduced Mr. Hamm's pecuniary interest in the reported securities held by the LLC, it did not reduce his control of the LLC or his control of all of the reported securities held by the LLC. This Form 4 amendment does not reflect the effect of any transactions or events following September 16, 2015.
- F2The reporting person is the sole manager of the LLC which owns the reported securities. As a result, he has elected to report the total number of reported securities held by the LLC which includes reported securities contributed to the LLC by Mr. Hamm, his family members and trusts established for their benefit. As sole manager, Mr. Hamm has sole voting and dispositive control over all reported securities held by the LLC. However, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.