SEC Form 4 · accession 0001127602-19-009560
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L Stephenson
Officer — Chairman, CEO and President · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | M | 5,933 | — | A | 1,066,967 | D | |
| Common Stock | Feb 28, 2019 | F | 5,933 | $31.12 | D | 1,061,034 | D | |
| Common Stock | Feb 28, 2019 | A | 192,116 | $31.12 | A | 603,575 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 6,361 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 856,128 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2019)F1 | — | Feb 28, 2019 | A | 159,062 | A | — | — | Common Stock | 159,062 | 159,062 | D |
| Restricted Stock Units (2019)F1 | — | Feb 28, 2019 | M | 5,933 | D | — | — | Common Stock | 5,933 | 153,129 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.