SEC Form 4 · accession 0001127602-19-003839
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Joseph Stephens
Officer — Sr. Exec. VP and CFO
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | A | 2,495 | $30.06 | A | 80,707 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | M | 6,656 | $23.22 | A | 431,302 | D | |
| Common Stock | Jan 31, 2019 | F | 5,811 | $29.37 | D | 425,491 | D | |
| Common StockF2 | Jan 31, 2019 | M | 3,334 | — | A | 428,825 | D | |
| Common Stock | Jan 31, 2019 | F | 3,334 | $30.06 | D | 425,491 | D | |
| Common StockF5 | Jan 31, 2019 | A | 55,080 | — | A | 135,787 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | F | 21,674 | $30.06 | D | 114,113 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | D | 33,406 | $30.06 | D | 80,707 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 5,744 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 163,302 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) - SPDP | $23.22 | Jan 31, 2019 | M | 6,656 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 6,656 | 0 | D |
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | A | 89,405 | A | — | — | Common Stock | 89,405 | 89,405 | D |
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | M | 3,334 | D | — | — | Common Stock | 3,334 | 86,071 | D |
Explanation of responses
- F1Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.
- F2Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility.
- F3Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F4Distribution of performance shares.
- F5Each performance share is equivalent in value to a share of common stock.
- F6Mandatory tax withholding on distribution of performance shares.
- F7Represents performance shares distributed in cash, after taxes.