SEC Form 4 · accession 0001127602-19-003838
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John T Stankey
Officer — CEO, Warner Media, LLC
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | A | 808 | $30.06 | A | 48,413 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | M | 2,073 | $23.22 | A | 55,828 | D | |
| Common Stock | Jan 31, 2019 | S | 2,073 | $29.84 | D | 53,755 | D | |
| Common Stock | Jan 31, 2019 | M | 1,675 | $24.63 | A | 55,430 | D | |
| Common Stock | Jan 31, 2019 | S | 1,675 | $29.84 | D | 53,755 | D | |
| Common StockF2 | Jan 31, 2019 | M | 2,326 | — | A | 56,081 | D | |
| Common Stock | Jan 31, 2019 | F | 2,326 | $30.06 | D | 53,755 | D | |
| Common StockF5 | Jan 31, 2019 | A | 60,695 | — | A | 109,108 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | F | 23,884 | $30.06 | D | 85,225 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | D | 36,812 | $30.06 | D | 48,413 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | G | 53,755 | $0.00 | D | 0 | D | |
| Common Stock | Jan 31, 2019 | G | 53,755 | $0.00 | A | 507,542 | I | By Family Trust |
| Common Stock | holding | — | — | — | 7,758 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 120,000 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $23.22 | Jan 31, 2019 | M | 2,073 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 2,073 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $24.63 | Jan 31, 2019 | M | 1,675 | D | Jun 15, 2010 | Jun 15, 2019 | Common Stock | 1,675 | 0 | D |
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | A | 62,375 | A | — | — | Common Stock | 62,375 | 62,375 | D |
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | M | 2,326 | D | — | — | Common Stock | 2,326 | 60,049 | D |
Explanation of responses
- F1Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.
- F2Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility
- F3Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F4Distribution of performance shares.
- F5Each performance share is equivalent in value to a share of common stock.
- F6Mandatory tax withholding on distribution of performance shares.
- F7Represents performance shares distributed in cash, after taxes.