SEC Form 4 · accession 0001127602-19-003832
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori M Lee
Officer — CEO-AT&T LatAm&GlobalMktgOfcr
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | A | 303 | $30.06 | A | 9,534 | I | By Benefit Plan |
| Common StockF3 | Jan 31, 2019 | A | 29,412 | — | A | 38,946 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | F | 11,574 | $30.06 | D | 27,372 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | D | 17,838 | $30.06 | D | 9,534 | I | By Benefit Plan |
| Common Stock | Feb 1, 2019 | G | 27,774 | $0.00 | D | 0 | D | |
| Common Stock | Feb 1, 2019 | G | 27,774 | $0.00 | A | 112,830 | I | By Joint Trust |
| Common Stock | holding | — | — | — | 5,500 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2019)F6 | — | Jan 31, 2019 | A | 28,901 | A | — | — | Common Stock | 28,901 | 28,901 | D |
Explanation of responses
- F1Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.
- F2Distribution of performance shares.
- F3Each performance share is equivalent in value to a share of common stock.
- F4Mandatory tax withholding on distribution of performance shares.
- F5Represents performance shares distributed in cash, after taxes.
- F6Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility.