SEC Form 4 · accession 0001127602-19-003830
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Donovan
Officer — CEO-AT&T Communications, LLC
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | A | 1,467 | $30.06 | A | 16,076 | I | By Benefit Plan |
| Common StockF2 | Jan 31, 2019 | M | 3,528 | — | A | 231,880 | D | |
| Common Stock | Jan 31, 2019 | F | 3,528 | $30.06 | D | 228,352 | D | |
| Common StockF5 | Jan 31, 2019 | A | 44,920 | — | A | 60,996 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | F | 17,734 | $30.06 | D | 43,262 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | D | 27,186 | $30.06 | D | 16,076 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 5,459 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | A | 94,602 | A | — | — | Common Stock | 94,602 | 94,602 | D |
| Restricted Stock Units (2019)F2 | — | Jan 31, 2019 | M | 3,528 | D | — | — | Common Stock | 3,528 | 91,074 | D |
Explanation of responses
- F1Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.
- F2Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility.
- F3Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F4Distribution of performance shares.
- F5Each performance share is equivalent in value to a share of common stock.
- F6Mandatory tax withholding on distribution of performance shares.
- F7Represents performance shares distributed in cash, after taxes.