SEC Form 4 · accession 0001127602-19-003829
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William A Blase Jr.
Officer — Sr. Exec. VP-Human Resources
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | M | 1,078 | — | A | 247,917 | D | |
| Common Stock | Jan 31, 2019 | F | 1,078 | $30.06 | D | 246,839 | D | |
| Common StockF4 | Jan 31, 2019 | A | 35,294 | — | A | 61,217 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | F | 13,997 | $30.06 | D | 47,220 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | D | 21,298 | $30.06 | D | 25,923 | I | By Benefit Plan |
| Common Stock | Jan 31, 2019 | A | 1,281 | $30.06 | A | 27,203 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 8,076 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 175,628 | I | By FLP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2019)F1 | — | Jan 31, 2019 | A | 28,901 | A | — | — | Common Stock | 28,901 | 28,901 | D |
| Restricted Stock Units (2019)F1 | — | Jan 31, 2019 | M | 1,078 | D | — | — | Common Stock | 1,078 | 27,823 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2023. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Distribution of performance shares.
- F4Each performance share is equivalent in value to a share of common stock.
- F5Mandatory tax withholding on distribution of performance shares.
- F6Represents performance shares distributed in cash, after taxes.
- F7Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.