SEC Form 4 · accession 0001127602-18-022029
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Joseph Stephens
Officer — Sr. Exec. VP and CFO
Period of report
Jun 28, 2018
Accepted (ET)
Jun 29, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2018 | M | 515 | — | A | 377,131 | D | |
| Common Stock | Jun 28, 2018 | F | 515 | $32.19 | D | 376,616 | D | |
| Common Stock | holding | — | — | — | 5,512 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 67,437 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 163,302 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Jun 28, 2018 | A | 13,823 | A | — | — | Common Stock | 13,823 | 13,823 | D |
| Restricted Stock Units (2018)F1 | — | Jun 28, 2018 | M | 515 | D | — | — | Common Stock | 515 | 13,308 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.