SEC Form 4 · accession 0001127602-18-004117
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L Stephenson
Officer — Chairman, CEO and President · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 4,357 | — | A | 805,781 | D | |
| Common Stock | Feb 1, 2018 | F | 4,357 | $39.16 | D | 801,424 | D | |
| Common StockF4 | Feb 1, 2018 | A | 230,469 | — | A | 611,124 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 90,689 | $39.16 | D | 520,434 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 139,779 | $39.16 | D | 380,655 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 5,656 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 856,128 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | A | 116,828 | A | — | — | Common Stock | 116,828 | 116,828 | D |
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | M | 4,357 | D | — | — | Common Stock | 4,357 | 112,471 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Distribution of performance shares.
- F4Each performance share is equivalent in value to a share of common stock.
- F5Mandatory tax withholding on distribution of performance shares.
- F6Represents performance shares distributed in cash, after taxes.