SEC Form 4 · accession 0001127602-18-004112
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert W. Quinn Jr.
Officer — Sr.EVP-External & Leg. Affairs
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 369 | — | A | 31,844 | D | |
| Common StockF3 | Feb 1, 2018 | F | 369 | $39.16 | D | 31,475 | D | |
| Common StockF5 | Feb 1, 2018 | A | 6,153 | — | A | 21,883 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 1,922 | $39.16 | D | 19,962 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 4,231 | $39.16 | D | 15,731 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 6,132 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 270 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | A | 8,491 | A | — | — | Restricted Stock Units | 8,491 | 8,491 | D |
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | M | 369 | D | — | — | Restricted Stock Units | 369 | 8,122 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Includes 359.9562 shares acquired on 2/1/2018 at a price of $37.9130 through reinvested dividends under dividend reinvestment plan.
- F4Distribution of performance shares.
- F5Each performance share is equivalent in value to a share of common stock.
- F6Mandatory tax withholding on distribution of performance shares.
- F7Represents performance shares distributed in cash, after taxes.