SEC Form 4 · accession 0001127602-18-004109
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lori M Lee
Officer — Sr.EVP & Global Mktg. Officer
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2018 | A | 39,063 | — | A | 47,626 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 15,371 | $39.16 | D | 32,254 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 23,692 | $39.16 | D | 8,563 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 4,805 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 18,151 | D | ||
| Common Stock | holding | — | — | — | 65,626 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F5 | — | Feb 1, 2018 | A | 20,052 | A | — | — | Restricted Stock Units | 20,052 | 20,052 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility