SEC Form 4 · accession 0001127602-18-004108
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David S. Huntley
Officer — SEVP&Chief Compliance Officer
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 335 | — | A | 27,105 | D | |
| Common Stock | Feb 1, 2018 | F | 335 | $39.16 | D | 26,770 | D | |
| Common StockF4 | Feb 1, 2018 | A | 16,406 | — | A | 21,789 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 4,060 | $39.16 | D | 17,729 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 12,345 | $39.16 | D | 5,383 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 4,761 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | A | 9,002 | A | — | — | Restricted Stock Units | 9,002 | 9,002 | D |
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | M | 335 | D | — | — | Restricted Stock Units | 335 | 8,667 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Distribution of performance shares.
- F4Each performance share is equivalent in value to a share of common stock.
- F5Mandatory tax withholding on distribution of performance shares.
- F6Represents performance shares distributed in cash, after taxes.