SEC Form 4 · accession 0001127602-18-004107
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Donovan
Officer — CEO-AT&T Communications, LLC
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 2,708 | — | A | 155,515 | D | |
| Common Stock | Feb 1, 2018 | F | 2,708 | $39.16 | D | 152,807 | D | |
| Common StockF4 | Feb 1, 2018 | A | 60,938 | — | A | 72,782 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 23,979 | $39.16 | D | 48,803 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 36,959 | $39.16 | D | 11,844 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 4,784 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 96,293 | I | By LP | |
| Common Stock | holding | — | — | — | 54,118 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | A | 72,619 | A | — | — | Restricted Stock Units | 72,619 | 72,619 | D |
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | M | 2,708 | D | — | — | Restricted Stock Units | 2,708 | 69,911 | D |
| Restricted Stock Units (2015)F7,F8 | — | holding | — | — | — | — | — | Common Stock | 56,862 | 56,862 | D |
| Restricted Stock Units (2016)F9 | — | holding | — | — | — | — | — | Common Stock | 56,806 | 56,806 | D |
| Restricted Stock Units (2017)F10 | — | holding | — | — | — | — | — | Common Stock | 53,824 | 53,824 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility
- F10Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2021. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Distribution of performance shares.
- F4Each performance share is equivalent in value to a share of common stock.
- F5Mandatory tax withholding on distribution of performance shares.
- F6Represents performance shares distributed in cash, after taxes.
- F7Restricted stock units convert into common stock on a one-for-one basis.
- F8Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2016. Vesting (but not distribution) is accelerated on retirement eligibility.
- F9Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/28/2020. Vesting (but not distribution) is accelerated on retirement eligibility.