SEC Form 4 · accession 0001127602-18-004104
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William A Blase Jr.
Officer — Sr. Exec. VP-Human Resources
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 827 | — | A | 204,319 | D | |
| Common Stock | Feb 1, 2018 | F | 827 | $39.16 | D | 203,492 | D | |
| Common StockF4 | Feb 1, 2018 | A | 48,438 | — | A | 80,556 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | F | 19,049 | $39.16 | D | 61,507 | I | By Benefit Plan |
| Common Stock | Feb 1, 2018 | D | 29,389 | $39.16 | D | 32,119 | I | By Benefit Plan |
| Common Stock | holding | — | — | — | 7,228 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 175,628 | I | By FLP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | A | 22,185 | A | — | — | Restricted Stock Units | 22,185 | 22,185 | D |
| Restricted Stock Units (2018)F1 | — | Feb 1, 2018 | M | 827 | D | — | — | Restricted Stock Units | 827 | 21,358 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/27/2022. Vesting (but not distribution) is accelerated on retirement eligibility
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F3Distribution of performance shares.
- F4Each performance share is equivalent in value to a share of common stock.
- F5Mandatory tax withholding on distribution of performance shares.
- F6Represents performance shares distributed in cash, after taxes.