SEC Form 4 · accession 0001127602-17-028511
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Donovan
Officer — CEO-AT&T Communications, LLC
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | M | 548 | — | A | 121,360 | D | |
| Common Stock | Sep 28, 2017 | F | 548 | $38.77 | D | 120,812 | D | |
| Common Stock | holding | — | — | — | 4,715 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 6,347 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 96,293 | I | By LP | |
| Common Stock | holding | — | — | — | 54,118 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2017)F1 | — | Sep 28, 2017 | A | 14,106 | A | — | — | Common Stock | 14,106 | 54,372 | D |
| Restricted Stock Units (2017)F1 | — | Sep 28, 2017 | M | 548 | D | — | — | Common Stock | 548 | 53,824 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2021. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.