SEC Form 4 · accession 0001127602-17-003720
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Joseph Stephens
Officer — Sr. Exec. VP and CFO
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | A | 1,601 | $42.16 | A | 83,638 | I | By Benefit Plan |
| Common StockF2 | Jan 31, 2017 | M | 52,765 | — | A | 265,965 | D | |
| Common Stock | Jan 31, 2017 | F | 17,867 | $42.16 | D | 248,098 | D | |
| Common Stock | holding | — | — | — | 4,472 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 163,302 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2013)F2 | — | Jan 31, 2017 | M | 52,765 | D | — | — | Common Stock | 52,765 | 0 | D |
Explanation of responses
- F1Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.
- F2Restricted stock units acquired pursuant to 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/31/2017. Vesting (but not distribution) is accelerated on retirement eligibility.
- F3Mandatory tax withholding on distribution of Restricted Stock Units.