SEC Form 4 · accession 0001127602-17-002972
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lori M Lee
Officer — Sr.EVP & Global Mktg. Officer
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 26, 2017 | A | 25,427 | — | A | 25,427 | D | |
| Common Stock | Jan 26, 2017 | F | 9,834 | $41.77 | D | 15,593 | D | |
| Common Stock | Jan 26, 2017 | D | 15,593 | $41.77 | D | 0 | D | |
| Common Stock | holding | — | — | — | 4,254 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,788 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 53,243 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2017)F5 | — | Jan 26, 2017 | A | 16,908 | A | — | — | Common Stock | 16,908 | 16,908 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2021. Vesting (but not distribution) is accelerated on retirement eligibility.