SEC Form 4 · accession 0001127602-17-002968
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William A Blase Jr.
Officer — Sr. Exec. VP-Human Resources
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 26, 2017 | A | 48,073 | — | A | 163,475 | D | |
| Common Stock | Jan 26, 2017 | F | 20,234 | $41.77 | D | 143,241 | D | |
| Common Stock | Jan 26, 2017 | D | 27,839 | $41.77 | D | 115,402 | D | |
| Common StockF5 | Jan 26, 2017 | M | 791 | — | A | 116,193 | D | |
| Common Stock | Jan 26, 2017 | F | 791 | $41.77 | D | 115,402 | D | |
| Common Stock | holding | — | — | — | 6,567 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 72,174 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 175,628 | I | By FLP | |
| Common Stock | holding | — | — | — | 0 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2017)F5 | — | Jan 26, 2017 | A | 20,350 | A | — | — | Common Stock | 20,350 | 20,350 | D |
| Restricted Stock Units (2017)F5 | — | Jan 26, 2017 | M | 791 | D | — | — | Common Stock | 791 | 19,559 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2021. Vesting (but not distribution) is accelerated on retirement eligibility.
- F6Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.