SEC Form 4 · accession 0001127602-17-002966
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L Stephenson
Officer — Chairman, CEO and President · Director
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 26, 2017 | A | 230,434 | — | A | 662,949 | D | |
| Common Stock | Jan 26, 2017 | F | 96,667 | $41.77 | D | 566,282 | D | |
| Common Stock | Jan 26, 2017 | D | 133,767 | $41.77 | D | 432,515 | D | |
| Common StockF5 | Jan 26, 2017 | M | 3,888 | — | A | 436,403 | D | |
| Common Stock | Jan 26, 2017 | F | 3,888 | $41.77 | D | 432,515 | D | |
| Common Stock | holding | — | — | — | 5,102 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 378,192 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 856,128 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2017)F5 | — | Jan 26, 2017 | A | 99,952 | A | — | — | Common Stock | 99,952 | 99,952 | D |
| Restricted Stock Units (2017)F5 | — | Jan 26, 2017 | M | 3,888 | D | — | — | Common Stock | 3,888 | 96,064 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2016 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/26/2021. Vesting (but not distribution) is accelerated on retirement eligibility.
- F6Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.