SEC Form 4 · accession 0001127602-16-058563
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Blase Jr.
Officer — Sr. Exec. VP-Human Resources
Period of report
Jul 25, 2016
Accepted (ET)
Jul 25, 2016 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | M | 2,928 | $37.23 | A | 231,234 | D | |
| Common Stock | Jul 25, 2016 | F | 2,697 | $43.11 | D | 228,537 | D | |
| Common Stock | Jul 25, 2016 | M | 1,678 | $40.28 | A | 230,215 | D | |
| Common Stock | Jul 25, 2016 | F | 1,615 | $43.11 | D | 228,600 | D | |
| Common Stock | Jul 25, 2016 | M | 2,585 | $37.88 | A | 231,185 | D | |
| Common Stock | Jul 25, 2016 | F | 2,403 | $43.11 | D | 228,782 | D | |
| Common Stock | Jul 25, 2016 | M | 1,982 | $36.17 | A | 230,764 | D | |
| Common Stock | Jul 25, 2016 | F | 1,797 | $43.11 | D | 228,967 | D | |
| Common Stock | Jul 25, 2016 | M | 3,899 | $23.22 | A | 232,866 | D | |
| Common Stock | Jul 25, 2016 | F | 2,855 | $43.11 | D | 230,011 | D | |
| Common Stock | Jul 25, 2016 | M | 3,153 | $24.63 | A | 233,164 | D | |
| Common Stock | Jul 25, 2016 | F | 2,369 | $43.11 | D | 230,795 | D | |
| Common Stock | Jul 25, 2016 | M | 4,454 | $25.32 | A | 235,249 | D | |
| Common Stock | Jul 25, 2016 | F | 3,388 | $43.11 | D | 231,861 | D | |
| Common Stock | Jul 25, 2016 | M | 3,155 | $25.54 | A | 235,016 | D | |
| Common Stock | Jul 25, 2016 | F | 2,409 | $43.11 | D | 232,607 | D | |
| Common Stock | Jul 25, 2016 | M | 4,470 | $28.24 | A | 237,077 | D | |
| Common Stock | Jul 25, 2016 | F | 3,575 | $43.11 | D | 233,502 | D | |
| Common Stock | holding | — | — | — | 6,311 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 66,856 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 57,528 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) - SPDP | $37.23 | Jul 25, 2016 | M | 2,928 | D | Feb 15, 2007 | Feb 15, 2017 | Common Stock | 2,928 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $40.28 | Jul 25, 2016 | M | 1,678 | D | Jun 15, 2008 | Jun 15, 2017 | Common Stock | 1,678 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $37.88 | Jul 25, 2016 | M | 2,585 | D | Feb 15, 2009 | Feb 15, 2018 | Common Stock | 2,585 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $36.17 | Jul 25, 2016 | M | 1,982 | D | Jun 16, 2009 | Jun 16, 2018 | Common Stock | 1,982 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $23.22 | Jul 25, 2016 | M | 3,899 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 3,899 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $24.63 | Jul 25, 2016 | M | 3,153 | D | Jun 15, 2010 | Jun 15, 2019 | Common Stock | 3,153 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $25.32 | Jul 25, 2016 | M | 4,454 | D | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 4,454 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDP | $25.54 | Jul 25, 2016 | M | 3,155 | D | Jun 15, 2011 | Jun 15, 2020 | Common Stock | 3,155 | 0 | D |
| Employee Stock Option (Right to Buy) - SPDPF1 | $28.24 | Jul 25, 2016 | M | 4,470 | D | Feb 15, 2012 | Feb 15, 2021 | Common Stock | 4,470 | 0 | D |
Explanation of responses
- F1Options were acquired pursuant to the AT&T Stock Purchase and Deferral Plan, where two options are issued for each share purchased by a participant's contributions. Options are exercisable upon termination of employment or one year after issuance whichever is earlier.