SEC Form 4 · accession 0001127602-16-038747
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Joseph Stephens
Officer — Sr. Exec. VP and CFO
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 28, 2016 | A | 45,019 | — | A | 221,107 | D | |
| Common Stock | Jan 28, 2016 | F | 18,898 | $35.53 | D | 202,209 | D | |
| Common Stock | Jan 28, 2016 | D | 26,121 | $35.53 | D | 176,088 | D | |
| Common StockF5 | Jan 28, 2016 | M | 2,819 | — | A | 178,907 | D | |
| Common Stock | Jan 28, 2016 | F | 2,819 | $35.53 | D | 176,088 | D | |
| Common Stock | holding | — | — | — | 3,933 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 65,953 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 163,302 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2016)F5 | — | Jan 28, 2016 | A | 72,474 | A | — | — | Common Stock | 72,474 | 72,474 | D |
| Restricted Stock Units (2016)F5 | — | Jan 28, 2016 | M | 2,819 | D | — | — | Common Stock | 2,819 | 69,655 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/28/2020. Vesting (but not distribution) is accelerated on retirement eligibility.
- F6Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.