SEC Form 4 · accession 0001127602-16-038742
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lori M Lee
Officer — Sr.EVP & Global Mktg. Officer
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 28, 2016 | A | 12,963 | — | A | 19,173 | D | |
| Common Stock | Jan 28, 2016 | F | 3,545 | $35.53 | D | 15,628 | D | |
| Common Stock | Jan 28, 2016 | D | 9,418 | $35.53 | D | 6,210 | D | |
| Common Stock | holding | — | — | — | 3,725 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,528 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 45,996 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2016)F5 | — | Jan 28, 2016 | A | 38,700 | A | — | — | Common Stock | 38,700 | 38,700 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Each performance share is equivalent in value to a share of common stock.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/28/2020. Vesting (but not distribution) is accelerated on retirement eligibility.