SEC Form 4 · accession 0001127602-15-003719
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Joseph Stephens
Officer — Sr. Exec. VP and CFO
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2015 | A | 47,912 | — | A | 119,109 | I | By Benefit Plan |
| Common Stock | Jan 29, 2015 | F | 19,982 | $32.96 | D | 99,126 | I | By Benefit Plan |
| Common Stock | Jan 29, 2015 | D | 27,930 | $32.96 | D | 71,197 | I | By Benefit Plan |
| Common StockF5 | Jan 29, 2015 | M | 2,774 | — | A | 97,168 | D | |
| Common Stock | Jan 29, 2015 | F | 2,774 | $32.96 | D | 94,394 | D | |
| Common Stock | holding | — | — | — | 3,359 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 163,302 | I | By LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2015)F5,F7 | — | Jan 29, 2015 | A | 71,299 | A | — | — | Common Stock | 71,299 | 71,299 | D |
| Restricted Stock Units (2015)F5,F7 | — | Jan 29, 2015 | M | 2,774 | D | — | — | Common Stock | 2,774 | 68,525 | D |
Explanation of responses
- F1Distribution of performance shares.
- F2Performance shares convert into common stock on a one-for-one basis.
- F3Mandatory tax withholding on distribution of performance shares.
- F4Represents performance shares distributed in cash, after taxes.
- F5Restricted stock units convert into common stock on a one-for-one basis.
- F6Mandatory tax withholding on vesting of Restricted Stock Units due to retirement eligibility.
- F7Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/29/2019. Vesting (but not distribution) is accelerated on retirement eligibility.