SEC Form 3 · accession 0001415889-19-000303
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuan Soon Siew
Officer — Vice President
Period of report
Jun 22, 2015
Accepted (ET)
Mar 12, 2019 · 8:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 21,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.35 | holding | — | — | — | Dec 14, 2010 | Dec 13, 2015 | Common Stock | 7,500 | — | D |
Explanation of responses
- F1The reporting person is filing this Form 3 with information as of the Date of Event Requiring Statement noted in box 2 above. The reporting person held the option being reported in Table II above as of such Date of Event but such option expired by its terms, without exercise, on December 13, 2015. The reporting person has had no reportable transactions since the Date of Event Requiring Statement noted in box 2 above.