SEC Form 4 · accession 0001415889-17-001787
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason T Adelman
Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | S | 7,400 | $6.46 | D | 0 | D | |
| Common Stock | Nov 10, 2017 | M | 5,000 | $2.07 | A | 5,000 | D | |
| Common Stock | Nov 10, 2017 | M | 10,000 | $3.10 | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $2.07 | Nov 10, 2017 | M | 5,000 | D | Mar 18, 2013 | Mar 18, 2018 | Common Stock | 5,000 | 0 | D |
| Option (Right to Buy)F1 | $3.10 | Nov 10, 2017 | M | 10,000 | D | Dec 9, 2013 | Dec 8, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The Reporting Person acquired the stock options pursuant to the Issuer's 2007 Directors Plan.