SEC Form 4 · accession 0001415889-16-005233
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S W Yong
Officer — PRESIDENT AND CEO · Director · 10% Owner
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $3.26 | Mar 21, 2016 | A | 25,000 | A | Mar 21, 2016 | Mar 20, 2021 | Common Stock | 25,000 | 25,000 | D |
| Common Stock (Right to Buy)F1 | $3.26 | Mar 21, 2016 | A | 25,000 | A | — | Mar 20, 2021 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This option vested as to 25% of the shares covered thereby on the grant date and will vest as to the balance of the shares covered thereby in equal annual installments on each of the next three succeeding anniversaries of the grant date, such that the option will be vested in full on the third anniversary of the grant date.