SEC Form 4 · accession 0001415889-15-003316
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Horowitz
Director · 10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $2.69 | Oct 5, 2015 | A | 12,500 | A | Oct 5, 2015 | Oct 4, 2020 | Common Stock | 12,500 | 12,500 | D |