SEC Form 4 · accession 0001127602-19-004692
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruben E Esquivel
Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2019 | C | 6,901 | $95.41 | A | 7,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F2,F3 | — | Feb 6, 2019 | C | 6,901 | D | — | — | Common Stock | 6,901 | 27,602 | D |
Explanation of responses
- F1Pursuant to a feature of the Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan"), the reporting person has elected to take distribution of the units in five annual installments upon retirement on February 6, 2019. This amount represents the first of five installments.
- F2Each unit of phantom stock is equivalent to one share of the Company's common stock.
- F3The phantom stock units were granted under the Plan and are settled upon the reporting person's termination of service on the Company's Board.
- F4Includes 750.58 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since March 9, 2018.