SEC Form 4 · accession 0001127602-16-066650
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin L Sweetin
Officer — SR VP, Safety & Enterprise Ser
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | M | 6,903 | $73.29 | A | 54,725 | D | |
| Common StockF2 | Nov 8, 2016 | F | 2,896 | $73.29 | D | 51,829 | D | |
| Common StockF3 | holding | — | — | — | 4,973 | I | By Retirement Savings Plan and Trust | |
| Common Stock | holding | — | — | — | 88 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Nov 8, 2016 | A | 4,175 | A | — | — | Common Stock | 4,175 | 26,919 | D |
Explanation of responses
- F1Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F2Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F3To update end of period holdings as of October 31, 2016 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units will vest and be delivered to the reporting person three years from date of grant.