SEC Form 4 · accession 0001127602-16-066489
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Haefner
Officer — PRESIDENT & COO · Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | M | 7,290 | $0.00 | A | 84,825 | D | |
| Common StockF1 | Nov 4, 2016 | F | 2,888 | $71.66 | D | 81,937 | D | |
| Common StockF2 | holding | — | — | — | 5,574 | I | Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Nov 4, 2016 | M | 7,290 | D | — | — | Common Stock | 7,290 | 31,131 | D |
Explanation of responses
- F1Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F2To update end of period holdings as of September 30, 2016 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units vested and were delivered to the reporting person three years from date of grant.