SEC Form 4 · accession 0001127602-16-050842
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Haefner
Officer — PRESIDENT & COO · Director
Period of report
Apr 30, 2016
Accepted (ET)
May 3, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2016 | M | 4,800 | $71.95 | A | 79,436 | D | |
| Common StockF1 | Apr 30, 2016 | F | 1,901 | $71.95 | D | 77,535 | D | |
| Common StockF2 | holding | — | — | — | 5,442 | I | Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Apr 30, 2016 | M | 4,800 | D | — | — | Common Stock | 4,800 | 30,891 | D |
Explanation of responses
- F1Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F2To update end of period holdings as of March 31, 2016 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units vested and were delivered to the reporting person three years from date of grant.