SEC Form 4 · accession 0001127602-15-030973
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Haefner
Officer — PRESIDENT & COO · Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 7,467 | $0.00 | A | 77,736 | D | |
| Common Stock | Nov 6, 2015 | F | 3,100 | $60.85 | D | 74,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 6, 2015 | M | 7,467 | D | — | — | Common Stock | 7,467 | 35,691 | D |
Explanation of responses
- F1Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units vested and were delivered to the reporting person three years from date of grant.