SEC Form 4 · accession 0001127602-15-030630
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin L Sweetin
Officer — SR VP, Safety & Enterprise Ser
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2015 | M | 9,600 | $0.00 | A | 42,018 | D | |
| Common Stock | Nov 4, 2015 | F | 2,626 | $63.31 | D | 39,392 | D | |
| Common StockF3 | holding | — | — | — | 4,702 | I | By Retirement Savings Plan and Trust | |
| Common StockF4 | holding | — | — | — | 86 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F6 | — | Nov 4, 2015 | A | 5,330 | A | — | — | Common Stock | 5,330 | 39,473 | D |
Explanation of responses
- F1Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F2Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F3To update end of period holdings as of October 31, 2015 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F4Includes 1.3 shares allocated since May 4, 2015 pursuant to a dividend reinvestment feature of the Company's Direct Stock Purchase Plan.
- F5Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F6The restricted stock units will vest and be delivered to the reporting person three years from date of grant.