SEC Form 4 · accession 0001127602-15-030627
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Haefner
Officer — PRESIDENT & COO · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2015 | M | 9,600 | $0.00 | A | 72,895 | D | |
| Common Stock | Nov 4, 2015 | F | 2,626 | $63.31 | D | 70,269 | D | |
| Common StockF3 | holding | — | — | — | 5,305 | I | Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Nov 4, 2015 | A | 7,518 | A | — | — | Common Stock | 7,518 | 43,158 | D |
Explanation of responses
- F1Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F2Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F3To update end of period holdings as of October 31, 2015 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units will vest and be delivered to the reporting person three years from the date of grant.