SEC Form 4 · accession 0001127602-15-030622
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis P Gregory
Officer — Sr VP, GC & Corp. Secretary
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | G | 500 | $0.00 | D | 69,267 | D | |
| Common Stock | Aug 24, 2015 | G | 500 | $0.00 | D | 68,767 | D | |
| Common Stock | Nov 4, 2015 | M | 9,600 | $0.00 | A | 78,367 | D | |
| Common Stock | Nov 4, 2015 | F | 2,626 | $63.31 | D | 75,741 | D | |
| Common StockF5 | holding | — | — | — | 12,725 | I | By Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6,F7 | — | Nov 4, 2015 | A | 5,559 | A | — | — | Common Stock | 5,559 | 41,041 | D |
Explanation of responses
- F1Reflects shares gifted to a charitable giving fund on May 13, 2015.
- F2Reflects shares gifted to a charitable giving fund on August 24, 2015.
- F3Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F4Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F5To update end of period holdings as of October 31, 2015 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
- F6Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F7The restricted stock units will vest and be delivered to the reporting person three years from the date of grant.