SEC Form 4 · accession 0001209191-19-014625
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hemsley
Officer — Executive Chair of the Board · Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 63,086 | $0.00 | A | 2,105,271 | D | |
| Common StockF2 | Feb 26, 2019 | F | 28,766 | $262.98 | D | 2,076,505 | D | |
| Common StockF3 | Feb 26, 2019 | A | 11,408 | $0.00 | A | 2,087,913 | D | |
| Common Stock | holding | — | — | — | 315 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 257,575 | I | by GRAT2 | |
| Common Stock | holding | — | — | — | 225,763 | I | by GRAT3 | |
| Common Stock | holding | — | — | — | 419,155 | I | by GRAT4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $262.98 | Feb 26, 2019 | A | 64,130 | A | — | Feb 26, 2029 | Common Stock | 64,130 | 64,130 | D |
Explanation of responses
- F1Represents the settlement of Performance Share Awards for the performance period 2016-2018.
- F2Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.
- F3The restricted stock units will vest at a rate of 25% annually on February 26 from the years 2020 through 2023.
- F4The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.