SEC Form 4 · accession 0001209191-19-006765
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Wichmann
Officer — Chief Executive Officer · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 113,122 | $29.74 | A | 917,724 | D | |
| Common Stock | Feb 1, 2019 | F | 61,985 | $270.20 | D | 855,739 | D | |
| Common Stock | holding | — | — | — | 236 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $29.74 | Feb 1, 2019 | M | 113,122 | D | — | Feb 23, 2019 | Common Stock | 113,122 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested at a rate of 25% on February 23 from the years 2010 through 2013.