SEC Form 4 · accession 0001209191-18-048688
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Ellen Wilson
Officer — EVP Human Capital
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | M | 18,000 | $57.38 | A | 66,402 | D | |
| Common StockF1 | Aug 24, 2018 | S | 15,393 | $264.2939 | D | 51,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $57.38 | Aug 24, 2018 | M | 18,000 | D | — | Feb 6, 2023 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $264.251 to $264.480 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- F2The stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.