SEC Form 4 · accession 0001209191-18-046035
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 9, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 5,000 | $25.08 | A | 77,172 | D | |
| Common Stock | Aug 8, 2018 | S | 5,000 | $258.821 | D | 72,172 | D | |
| Common Stock | Aug 8, 2018 | M | 5,000 | $27.59 | A | 77,172 | D | |
| Common Stock | Aug 8, 2018 | S | 5,000 | $258.841 | D | 72,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $25.08 | Aug 8, 2018 | M | 5,000 | D | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Options (right to buy) | $27.59 | Aug 8, 2018 | M | 5,000 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 5,000 | 0 | D |