SEC Form 4 · accession 0001209191-18-030194
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Roos
Officer — Chief Accounting Officer
Period of report
May 10, 2018
Accepted (ET)
May 15, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | M | 3,250 | $111.16 | A | 28,284 | D | |
| Common Stock | May 10, 2018 | S | 3,250 | $233.352 | D | 25,034 | D | |
| Common Stock | May 11, 2018 | M | 1,625 | $111.16 | A | 26,659 | D | |
| Common Stock | May 11, 2018 | F | 1,185 | $238.28 | D | 25,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $111.16 | May 10, 2018 | M | 3,250 | D | Feb 9, 2016 | Feb 9, 2026 | Common Stock | 3,250 | 34,698 | D |
| Non-Qualified Stock Option (right to buy) | $111.16 | May 10, 2018 | M | 1,625 | D | Feb 9, 2016 | Feb 9, 2026 | Common Stock | 1,625 | 33,073 | D |