SEC Form 4 · accession 0001209191-18-010092
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Roos
Officer — Chief Accounting Officer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | A | 3,530 | $0.00 | A | 24,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F2 | $226.64 | Feb 13, 2018 | A | 18,860 | A | — | Feb 13, 2028 | Common Stock | 18,860 | 18,860 | D |
Explanation of responses
- F1The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.
- F2The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.