SEC Form 4 · accession 0001209191-17-067222
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Wichmann
Officer — Chief Executive Officer · Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | M | 203,642 | $33.94 | A | 919,420 | D | |
| Common Stock | Dec 21, 2017 | F | 114,255 | $222.38 | D | 805,165 | D | |
| Common Stock | Dec 22, 2017 | G | 24,000 | $0.00 | D | 781,165 | D | |
| Common Stock | holding | — | — | — | 232 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $33.94 | Dec 21, 2017 | M | 203,642 | A | — | Jun 5, 2018 | Common Stock | 203,642 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested at a rate of 25% on June 5 from the years 2009 through 2012.