SEC Form 4 · accession 0001209191-17-028144
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Wichmann
Officer — President
Period of report
Apr 24, 2017
Accepted (ET)
Apr 25, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | M | 150,000 | $54.41 | A | 800,316 | D | |
| Common Stock | Apr 24, 2017 | F | 97,001 | $171.16 | D | 703,315 | D | |
| Common Stock | Apr 24, 2017 | M | 25,000 | $54.41 | A | 728,315 | D | |
| Common Stock | Apr 24, 2017 | F | 16,167 | $171.16 | D | 712,148 | D | |
| Common Stock | holding | — | — | — | 232 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $54.41 | Apr 24, 2017 | M | 150,000 | D | — | May 28, 2017 | Common Stock | 150,000 | 0 | D |
| Stock Appreciation Rights | $54.41 | Apr 24, 2017 | M | 25,000 | D | May 28, 2013 | May 28, 2017 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested at a rate of 25% on May 28 from the years 2008 through 2011.