SEC Form 4 · accession 0001209191-17-021761
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele J Hooper
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 5,000 | $56.67 | A | 35,941 | D | |
| Common Stock | Mar 16, 2017 | S | 5,000 | $170.875 | D | 30,941 | D | |
| Common Stock | Mar 16, 2017 | M | 5,000 | $36.25 | A | 35,941 | D | |
| Common StockF1 | Mar 16, 2017 | S | 5,000 | $170.8982 | D | 30,941 | D | |
| Common Stock | Mar 16, 2017 | M | 5,000 | $25.63 | A | 35,941 | D | |
| Common StockF2 | Mar 16, 2017 | S | 5,000 | $170.8958 | D | 30,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $56.67 | Mar 16, 2017 | M | 5,000 | D | Jan 2, 2008 | Jan 2, 2018 | Common Stock | 5,000 | 0 | D |
| Non-qualified stock options (right to buy) | $36.25 | Mar 16, 2017 | M | 5,000 | D | Apr 1, 2008 | Apr 1, 2018 | Common Stock | 5,000 | 0 | D |
| Non-qualified stock options (right to buy) | $25.63 | Mar 16, 2017 | M | 5,000 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $170.898 to $170.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- F2This transaction was executed in multiple trades ranging from $170.88 to $170.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.